上市公司监管部

Functions:

  • Drafts regulations and detailed rules relating to supervision of listed companies; inspects implementation of such regulations and rules
  • Conducts special research on important issues relating to policies impacting listed companies
  • Trains directors and supervisors of listed companies
  • Supervises local securities regulatory offices and bourses, instructs first-line supervisors of securities exchanges regarding information disclosure practices
  • Examines, supervises, and inspects consolidation and division of domestically listed companies
  • Supervises the acquisition, merger and asset restructuring of domestic listed companies
  • Inspects and verifies the operations, information disclosure, fund utilization, financial and accounting reporting practices of listed companies
  • Supervises compliance with securities laws and regulations by listed companies, their directors, supervisors, senior executives and major shareholders
  • Handles emergencies occurring inside listed companies relating to the securities market

Contact Information:

Leadership

  • Li Ming 李明, Director
  • Jiang Xiaoyong 姜小勇, Deputy Director
  • Sun Nianrui 孙念瑞, Deputy Director