China Securities Regulatory Commission

Department of Market II

市场二部 Functions: Analyse of the combined risks in the OTC market focus areas Develop and regulate rules for private investment funds Directing, coordinating and supervising local governments in their work

Department of Market II2023-01-30T13:33:12+00:00

Department of Market I

市场一部 Functions: Review the establishment of national securities trading venues and securities registration and clearing agencies and their charters, and supervise their business activities Review the business rules and implementation

Department of Market I2023-01-31T05:06:41+00:00

China Securities Regulatory Commission:Functions

Studies and formulates policies and development plans for the securities and futures markets; drafts relevant laws and regulations on the securities and futures markets as well as put forward suggestions

China Securities Regulatory Commission:Functions2023-01-31T05:25:22+00:00

Department of Fund and Intermediary Supervision

证券基金机构监管部 Functions: Be responsible for securities market infrastructure planning, trading, settlement supervision, market information statistics and analysis, as well as cross-market risk monitoring, systemic risk prevention and response Supervises information

Department of Fund and Intermediary Supervision2023-01-31T05:35:08+00:00

Department of Unlisted Public Company Supervision

公众公司部 Functions: Studies the rules and detailed implementation guidelines for public issuance of unlisted stock Verifies application materials for public issuance of unlisted companies and supervises subsequent issuance Approves public

Department of Unlisted Public Company Supervision2023-01-31T05:44:57+00:00

Department of Legal Affairs (Office of Chief Counsel)

法律部 Functions: Drafts laws, regulations, and rules for the securities and futures market as well as the detailed rules for implementation Reviews and verifies regulations and rules drafted by all

Department of Legal Affairs (Office of Chief Counsel)2023-01-31T05:46:47+00:00

Department of Futures Supervision

期货监管部 Functions: Supervises futures markets; formulates related regulations and rules Examines the establishment, constitution, business rules and listed futures contracts for futures exchanges and supervises their business activities Supervises the

Department of Futures Supervision2023-01-31T05:49:44+00:00

Investor Protection Bureau

投保局 Functions: Be responsible for investor protection, including organizational guidance, supervision, inspection, assessment and evaluation Establishes and improves relevant laws and policies related to investor protection Improves institutional mechanisms for

Investor Protection Bureau2023-01-31T05:51:47+00:00

Department of Market Supervision

市场部 Functions: Draws up regulations and detailed implementation for transactions, liquidation, registration, and deposits for securities under the supervision (excluding unlisted treasury bonds and corporate bonds)Examines institutions in charge of

Department of Market Supervision2023-01-31T05:52:53+00:00

Department of International Affairs

国际部 Functions: The Department of International Cooperation of the China Securities Regulatory Commission (CSRS) is responsible for foreign affairs on behalf of the CSRC Drafts rules and regulations concerning international

Department of International Affairs2023-01-31T05:53:58+00:00

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