证券基金机构监管部

Functions:

  • Be responsible for securities market infrastructure planning, trading, settlement supervision, market information statistics and analysis, as well as cross-market risk monitoring, systemic risk prevention and response
  • Supervises information systems management and maintenance, and leading financial crisis response teams
  • Reviews the establishment of national securities trading venues and securities registration and clearing institutions and their constitutions; as well as supervising their business activities
  • Reviews the business rules and implementation rules for securities trading, registration, settlement, and custody of national securities trading venues
  • Coordinates cross-market development, including product innovation
  • Reviews new listings
  • Organizes securities trading and settlement risk management
  • Formulates and improves rules and regulations for the securities and futures market statistics system and Securities and Futures Commission statistical record keeping
  • Formulates statistical standards for the securities and futures industry; formulates securities and futures industry statistical survey report systems; collects, sorts, and analyzes basic statistical data of the securities and futures market
  • Builds and improves the securities and futures market regulatory data system, promotes securities and futures industry data transparency; tracks and analyzes market operations, and macroeconomic and financial indicators
  • Monitors and coordinates responses to cross-market risk
  • Be responsible for the construction of a prudent supervision system for systemic risks in the securities and futures market; and responsible for monitoring, early warning, assessment, and response handling

Leadership：

  • Qiu Yong 邱勇, Director

Contact Information: